WASHINGTON (Reuters) - The North American Securities Administrators Association says a brokerage unit of Wells Fargo & Co agreed to a $1.3 billion settlement involving auction rate securities (ARS).
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I posted to reuters.com
Wells Fargo to return $1.3 billion to ARS customers
http://feeds.reuters.com/~r/reuters/businessNews/~3/iVwNA6JY7FA/idUSTRE5AH38A20091118
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November 18 2009, 4:18pm | Comments »
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I posted to reuters.com
Cuomo likely to file suit against Schwab: report
http://feeds.reuters.com/~r/reuters/businessNews/~3/CthUBUzOgGU/idUSTRE57G0PC20090817
(Reuters) - New York Attorney General Andrew Cuomo, probing illegal marketing and sales of auction rate securities (ARS), is likely to file a lawsuit on Monday against Charles Schwab Corp for civil fraud, the Wall Street Journal said, citing people familiar with the matter.
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- ARS
August 17 2009, 12:48pm | Comments »
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I posted to reuters.com
Cuomo likely to file Schwab ARS suit on Monday: report
http://feeds.reuters.com/~r/reuters/businessNews/~3/CthUBUzOgGU/idUSTRE57G0PC20090817
(Reuters) - New York Attorney General Andrew Cuomo, probing illegal marketing and sales of auction rate securities (ARS), is likely to file a lawsuit on Monday against Charles Schwab Corp for civil fraud, the Wall Street Journal said, citing people familiar with the matter.
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- businessNews
- ARS
August 17 2009, 7:20am | Comments »
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I posted to reuters.com
Charles Schwab denies Cuomo's fraud allegations
http://feeds.reuters.com/~r/reuters/businessNews/~3/v309dQUHGxk/idUSTRE56J15K20090720
(Reuters) - Charles Schwab Corp, the largest U.S. online brokerage, denied allegations by New York Attorney General Andrew Cuomo of civil fraud in its marketing and sale of Auction Rate Securities (ARS).
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July 20 2009, 12:31pm | Comments »
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I posted to reuters.com
Charles Schwab denies Cuomo ARS allegations
http://feeds.reuters.com/~r/reuters/businessNews/~3/v309dQUHGxk/idUSTRE56J15K20090720
(Reuters) - Charles Schwab Corp, the largest U.S. online brokerage, denied allegations by New York Attorney General Andrew Cuomo of civil fraud in its marketing and sale of Auction Rate Securities (ARS).
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- businessNews
- ARS
July 20 2009, 10:00am | Comments »
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