(Reuters) - Citigroup Inc is in early negotiations with the U.S. Securities and Exchange Commission (SEC) to settle a probe into whether it misled investors by not properly disclosing the amount of troubled mortgage assets it held as the markets started to fall in 2007, the Wall Street Journal said, citing people familiar with the matter.
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I posted to reuters.com
Citi, SEC in talks to settle asset disclosure probe: report
http://feeds.reuters.com/~r/reuters/businessNews/~3/QYKtyAFiBi0/idUSTRE54R10220090528
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May 28 2009, 6:56am | Comments »
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I posted to reuters.com
Regulators probed Madoff eight times over 16 years: report
http://feeds.reuters.com/~r/reuters/topNews/~3/UQMhrqS8-CM/idUSTRE5040HP20090105
(Reuters) - Bernard L. Madoff Investment Securities LLC was examined at least eight times in 16 years by the U.S. Securities and Exchange Commission (SEC) and other regulators, who often came armed with suspicions, the Wall Street Journal said.
January 5 2009, 11:33am | Comments »
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I posted to reuters.com
Regulators probed Madoff eight times over 16 years: report
http://feeds.reuters.com/~r/reuters/businessNews/~3/Xuqfesl4Nvs/idUSTRE5040HP20090105
(Reuters) - Bernard L. Madoff Investment Securities LLC was examined at least eight times in 16 years by the U.S. Securities and Exchange Commission (SEC) and other regulators, who often came armed with suspicions, the Wall Street Journal said.
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- SEC
January 5 2009, 7:00am | Comments »
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I posted to reuters.com
Madoff investor seeks relief from SEC: report
http://feeds.reuters.com/~r/reuters/businessNews/~3/Qe8khivBwUg/idUSTRE4BM0S920081223
(Reuters) - An investor who lost nearly $2 million investing with Bernard Madoff has filed a claim against the U.S. Securities and Exchange Commission (SEC) alleging the agency was negligent in failing to detect an alleged decades-long fraud, the Wall Street Journal said.
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December 23 2008, 8:15am | Comments »
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